Personnel Hong Kong SFC License Details (ID 2420081)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-12-29	-
	Rep	Advising on securities	2021-11-17	-
	Rep	Dealing in securities	2021-11-17	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-04-27	2019-10-15
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-11-22	2019-10-15
	Rep	Dealing in securities	2015-05-13	2019-10-15