Personnel Hong Kong SFC License Details (ID 2421403)

Personnel Hong Kong SFC License Details (ID 2421403)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cithara Investment International Limited	Rep	Advising on securities	2018-10-02	2019-09-13
	Rep	Asset management	2018-10-02	2019-09-13
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-01-25	2018-07-21
	Rep	Asset management	2017-01-25	2018-07-21
	Rep	Dealing in securities	2017-01-25	2018-07-21
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-05-15	2017-01-25
	Rep	Advising on securities	2015-05-15	2017-01-25
	Rep	Dealing in securities	2015-05-15	2017-01-25