| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | Rep | Advising on securities | 2024-12-27 | - |
| Rep | Dealing in securities | 2024-12-27 | - | |
| VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2023-12-20 | 2024-10-31 |
| RO | Dealing in securities | 2023-12-20 | 2024-10-31 | |
| Rep | Advising on securities | 2021-06-30 | 2023-12-20 | |
| Rep | Asset management | 2021-06-30 | 2024-10-31 | |
| Rep | Dealing in securities | 2020-11-11 | 2023-12-20 | |
| AS CAPITAL LIMITED | Rep | Dealing in securities | 2019-11-22 | 2020-10-31 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2019-01-25 | 2019-11-13 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-24 | 2018-12-31 |
| Rep | Dealing in securities | 2017-08-24 | 2018-12-31 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-05-15 | 2017-08-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-05-15 | 2017-08-14 |
No HKMA registrations in the collected records.