Personnel SFC Licences and HKMA Registrations (ID 2421405)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redient Capital HK Limited	Rep	Advising on securities	2025-11-07	-
	Rep	Asset management	2025-11-07	-
Platina Capital Management Limited (HK)	Rep	Asset management	2024-02-01	2025-05-31
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-02-05	2023-11-30
	Rep	Asset management	2018-02-05	2023-11-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-05-15	2016-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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