Personnel Hong Kong SFC License Details (ID 2421408)

Personnel Hong Kong SFC License Details (ID 2421408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KCG FUND MANAGEMENT LIMITED	RO	Advising on securities	2020-09-18	-
	RO	Asset management	2020-09-18	-
KCG SECURITIES ASIA LIMITED	RO	Advising on securities	2020-09-18	-
	RO	Asset management	2020-09-18	-
	RO	Dealing in securities	2020-09-18	-
	Rep	Dealing in securities	2018-07-19	2020-09-18
KCG FUND MANAGEMENT LIMITED	Rep	Advising on securities	2017-06-02	2020-09-18
	Rep	Asset management	2017-06-02	2020-09-18
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-06-02	2020-09-18
	Rep	Asset management	2017-06-02	2020-09-18
CHINA DEMETER SECURITIES LIMITED	Rep	Dealing in securities	2016-05-06	2017-04-09
GAOYU SECURITIES LIMITED	Rep	Dealing in securities	2015-10-15	2016-04-14
GEO Securities Limited	Rep	Dealing in securities	2015-05-15	2015-09-21