Personnel Hong Kong SFC License Details (ID 2422193)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2021-06-16	-
	Rep	Dealing in securities	2021-06-16	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2020-06-30	2021-05-28
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2015-05-18	2018-07-14
	Rep	Advising on securities	2015-05-18	2018-07-14
	Rep	Dealing in securities	2015-05-18	2018-07-14