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Personnel Hong Kong SFC License Details (ID 2422206)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2016-07-25
2018-04-03
Rep
Advising on securities
2016-04-25
2016-04-29
Rep
Advising on securities
2015-05-18
2015-06-02