Personnel Hong Kong SFC License Details (ID 2422867)

Personnel Hong Kong SFC License Details (ID 2422867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2021-03-11	-
	Rep	Advising on corporate finance	2016-10-13	2021-03-11
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-09-28	2016-10-04
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-09-28	2016-10-04
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2015-05-19	2016-09-05
	Rep	Dealing in securities	2015-05-19	2016-09-05