Personnel SFC Licences and HKMA Registrations (ID 2426228)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2026-10-27	-
	Rep	Dealing in securities	2026-10-27	-
SPDB International Capital Limited	Rep	Dealing in securities	2019-12-20	2026-05-29
	Rep	Advising on corporate finance	2019-12-13	2026-05-29
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2015-05-27	2019-11-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.