Personnel SFC Licences and HKMA Registrations (ID 24265011)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2021-01-18	-
	Rep	Asset management	2021-01-18	-
CMB International Capital Limited	Rep	Advising on corporate finance	2020-02-21	2020-12-22
	Rep	Dealing in securities	2020-02-21	2020-12-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.