Personnel Hong Kong SFC License Details (ID 24265029)

Personnel Hong Kong SFC License Details (ID 24265029)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-10-30	2024-11-01
	Rep	Dealing in securities	2024-10-30	2024-11-01
	Rep	Dealing in futures contracts	2022-12-23	2022-12-30
	Rep	Dealing in securities	2022-12-23	2022-12-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-02-21	2021-06-03
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2020-02-21	2021-06-03
	Rep	Dealing in futures contracts	2020-02-21	2021-06-03
	Rep	Dealing in securities	2020-02-21	2021-06-03