Personnel SFC Licences and HKMA Registrations (ID 24265055)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2022-11-09	-
	Rep	Dealing in securities	2022-11-09	-
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2020-02-21	2022-08-01
	Rep	Advising on securities	2020-02-21	2022-08-01
	Rep	Dealing in futures contracts	2020-02-21	2022-08-01
	Rep	Dealing in securities	2020-02-21	2022-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.