Personnel SFC Licences and HKMA Registrations (ID 2426825)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2026-08-18	-
	RO	Dealing in securities	2026-08-18	-
	Rep	Dealing in securities	2020-07-02	2026-08-18
	Rep	Advising on corporate finance	2020-06-24	2026-08-18
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2015-05-28	2020-06-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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