Personnel Hong Kong SFC License Details (ID 24271690)

Personnel Hong Kong SFC License Details (ID 24271690)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-06-21	-
	Rep	Asset management	2022-06-21	-
	Rep	Dealing in securities	2022-06-21	-
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-12-14	2022-06-02
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-12-14	2022-06-02
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2021-12-14	2022-06-02
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-02-24	2022-06-02
	Rep	Asset management	2020-02-24	2022-06-02