Personnel SFC Licences and HKMA Registrations (ID 2427505)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2023-04-03	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2015-05-29	2016-03-09
	Rep	Dealing in securities	2015-05-29	2016-03-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.