Personnel Hong Kong SFC License Details (ID 24288789)

Personnel Hong Kong SFC License Details (ID 24288789)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
State Street Securities Hong Kong Limited	RO	Dealing in securities	2023-03-27	-
	Rep	Dealing in securities	2022-05-10	2023-03-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2020-02-27	2022-03-18
	Rep	Asset management	2020-02-27	2022-03-18
	Rep	Dealing in securities	2020-02-27	2022-03-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2020-02-27	2022-03-18
	Rep	Asset management	2020-02-27	2022-03-18
	Rep	Dealing in securities	2020-02-27	2022-03-18