Personnel SFC Licences and HKMA Registrations (ID 24300726)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2026-07-07	-
	RO	Dealing in securities	2026-07-07	-
	Rep	Dealing in futures contracts	2021-12-15	2026-07-07
	Rep	Dealing in securities	2021-12-15	2026-07-07
	Rep	Dealing in futures contracts	2020-03-02	2020-12-18
	Rep	Dealing in securities	2020-03-02	2020-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.