Personnel SFC Licences and HKMA Registrations (ID 2431848)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-07-16	-
	Rep	Dealing in securities	2026-07-16	-
Great Wall Pan Asia Corporate Finance Limited	RO	Advising on corporate finance	2022-05-18	2023-05-12
	Rep	Advising on corporate finance	2022-05-17	2022-05-18
Grande Capital Limited	RO	Advising on corporate finance	2021-03-12	2022-03-15
	Rep	Advising on corporate finance	2020-04-29	2021-03-12
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2019-07-17	2020-04-19
	Rep	Advising on corporate finance	2019-06-18	2020-04-19
Great Wall Pan Asia Corporate Finance Limited	Rep	Advising on corporate finance	2017-11-03	2019-06-03
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2016-02-11	2017-09-03
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2015-05-22	2016-01-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.