Personnel Hong Kong SFC License Details (ID 2431855)

Personnel Hong Kong SFC License Details (ID 2431855)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beyond Ventures Asset Management Limited	RO	Advising on securities	2026-05-11	-
	RO	Asset management	2026-05-11	-
	Rep	Advising on securities	2026-04-23	2026-05-11
	Rep	Asset management	2026-04-23	2026-05-11
HKSTP Co Acceleration Management Limited	RO	Asset management	2024-12-16	2025-10-03
VMS Asset Management Limited	RO	Asset management	2019-06-14	2022-04-22
VMS Securities Limited	Rep	Dealing in securities	2019-06-14	2022-04-22
VMS Asset Management Limited	Rep	Asset management	2019-04-26	2019-06-14
SOUTHLAKE FUND MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2018-05-10	2019-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-06-04	2017-04-05
	Rep	Advising on securities	2015-06-04	2017-04-05
	Rep	Dealing in securities	2015-06-04	2017-04-05
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-06-04	2017-04-05
	Rep	Advising on securities	2015-06-04	2017-04-05
	Rep	Dealing in securities	2015-06-04	2017-04-05