Personnel Hong Kong SFC License Details (ID 2431859)

Personnel Hong Kong SFC License Details (ID 2431859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AURUMX CAPITAL (HK) LIMITED	RO	Advising on securities	2024-03-05	-
	RO	Asset management	2024-03-05	-
EBANG SECURITIES INTERNATIONAL (HK) LIMITED	RO	Dealing in securities	2024-03-05	-
PATRONS SECURITIES LIMITED	RO	Advising on securities	2022-08-30	2024-02-26
	RO	Dealing in securities	2022-02-22	2024-02-26
	Rep	Dealing in securities	2021-10-28	2022-02-22
Rifa Asset Management Limited	Rep	Asset management	2019-02-04	2021-06-13
Rifa Futures Limited	Rep	Dealing in futures contracts	2019-02-04	2021-06-13
Rifa Securities Limited	Rep	Dealing in securities	2019-01-22	2021-06-13
Rich Bay Securities Limited	Rep	Dealing in securities	2017-08-10	2018-08-24
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2017-05-09	2017-07-23
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2015-06-02	2017-04-28
Gong Ping Securities Limited	Rep	Dealing in securities	2015-06-02	2017-04-28