Personnel SFC Licences and HKMA Registrations (ID 2431879)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2015-06-05	-
	Rep	Dealing in securities	2015-06-05	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AF0682

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Advising on corporate finance	Non-EO	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2017-03-03	—	Current
NATIXIS	Dealing in securities	Non-EO	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2015-06-23	—	Current
NATIXIS	Advising on securities	Non-EO	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2015-06-23	—	Current
蘇格蘭皇家銀行有限公司	Advising on corporate finance	Non-EO	—	2012-07-04	2015-02-26	Former
ROYAL BANK OF SCOTLAND N.V. (THE)	Advising on securities	Non-EO	—	2012-04-25	2015-02-26	Former
ROYAL BANK OF SCOTLAND N.V. (THE)	Advising on corporate finance	Non-EO	—	2012-04-25	2015-02-26	Former
ROYAL BANK OF SCOTLAND N.V. (THE)	Dealing in securities	Non-EO	—	2011-04-01	2015-02-26	Former
蘇格蘭皇家銀行有限公司	Dealing in securities	Non-EO	—	2011-04-01	2015-02-26	Former
蘇格蘭皇家銀行有限公司	Advising on securities	Non-EO	—	2011-04-01	2015-02-26	Former