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Rockliff, David Ian Hong Kong SFC License Details (ID 2431888)
Rockliff, David Ian
SFC ID:
BFM954
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2015-06-01
2015-09-08