Personnel Hong Kong SFC License Details (ID 2431890)

Personnel Hong Kong SFC License Details (ID 2431890)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2023-09-12	-
	Rep	Dealing in securities	2023-09-12	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-07-27	2023-06-09
	Rep	Advising on securities	2021-07-27	2023-06-09
	Rep	Dealing in securities	2021-07-27	2023-06-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-05-26	2021-04-28
	Rep	Advising on securities	2015-05-26	2021-04-28
	Rep	Dealing in securities	2015-05-26	2021-04-28