Personnel Hong Kong SFC License Details (ID 2431921)

Personnel Hong Kong SFC License Details (ID 2431921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2024-10-03	-
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2020-01-08	2024-04-15
	Rep	Advising on securities	2020-01-08	2024-04-15
	Rep	Dealing in securities	2020-01-08	2024-04-15
	Rep	Advising on corporate finance	2016-05-06	2019-11-11
	Rep	Advising on securities	2016-05-06	2019-11-11
	Rep	Dealing in securities	2016-05-06	2019-11-11
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2015-05-27	2016-04-15