Personnel Hong Kong SFC License Details (ID 2431923)

Personnel Hong Kong SFC License Details (ID 2431923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BIL Wealth Management Limited	RO	Advising on securities	2021-07-13	2023-05-31
	RO	Asset management	2021-07-13	2023-05-31
	RO	Dealing in securities	2021-07-13	2023-05-31
	Rep	Advising on securities	2021-05-31	2021-07-13
	Rep	Asset management	2021-05-31	2021-07-13
	Rep	Dealing in securities	2021-05-31	2021-07-13
STI Asset Management Limited	RO	Advising on securities	2019-07-16	2021-04-16
	RO	Asset management	2019-07-16	2021-04-16
	RO	Dealing in securities	2019-07-16	2021-04-16
	Rep	Dealing in securities	2016-05-05	2019-07-16
	Rep	Advising on securities	2015-05-21	2019-07-16
	Rep	Asset management	2015-05-21	2019-07-16