Personnel Hong Kong SFC License Details (ID 2432047)

Personnel Hong Kong SFC License Details (ID 2432047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-06-22	2017-10-23
	Rep	Dealing in futures contracts	2017-06-22	2017-10-23
	Rep	Dealing in securities	2017-06-22	2017-10-23
	RO	Advising on securities	2015-06-24	2017-06-22
	RO	Dealing in futures contracts	2015-06-24	2017-06-22
	RO	Dealing in securities	2015-06-24	2017-06-22
	Rep	Advising on securities	2015-06-04	2015-06-24
	Rep	Dealing in futures contracts	2015-06-04	2015-06-24
	Rep	Dealing in securities	2015-06-04	2015-06-24