Personnel Hong Kong SFC License Details (ID 2432055)

Personnel Hong Kong SFC License Details (ID 2432055)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-05-24	2024-05-29
	Rep	Dealing in securities	2023-02-10	2023-02-24
	Rep	Dealing in securities	2022-06-10	2022-06-25
	Rep	Dealing in securities	2018-12-06	2018-12-12
	Rep	Dealing in securities	2018-11-22	2018-11-30
	Rep	Dealing in securities	2018-03-26	2018-03-27
	Rep	Dealing in securities	2018-03-12	2018-03-15
	Rep	Dealing in securities	2015-05-28	2016-11-01
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2015-05-28	2016-11-01
	Rep	Dealing in securities	2015-05-28	2016-11-01