Personnel Hong Kong SFC License Details (ID 2432533)

Personnel Hong Kong SFC License Details (ID 2432533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	RO	Dealing in securities	2026-06-24	2026-08-31
	Rep	Dealing in securities	2025-03-06	2026-06-24
	Rep	Advising on securities	2025-03-06	2026-08-31
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2023-12-22	2025-01-08
	Rep	Dealing in securities	2023-12-22	2025-01-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-06-09	2022-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-06-09	2022-12-06