Personnel SFC Licences and HKMA Registrations (ID 2433127)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2023-07-18	-
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2020-06-04	2023-05-25
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-12-10	2020-05-07
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-06-10	2015-12-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-06-10	2015-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.