Personnel Hong Kong SFC License Details (ID 2433677)

Personnel Hong Kong SFC License Details (ID 2433677)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGDOM INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-04-14	2024-10-29
	Rep	Asset management	2021-04-14	2024-10-29
Safari Asia Limited	Rep	Dealing in securities	2020-09-14	2020-12-31
Look's Securities Limited	Rep	Dealing in securities	2017-11-20	2020-12-31
Safari Asia Limited	Rep	Advising on securities	2017-11-20	2020-12-31
	Rep	Asset management	2017-11-20	2020-12-31
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Advising on securities	2015-06-11	2016-08-18
	Rep	Dealing in securities	2015-06-11	2016-08-18