Personnel Hong Kong SFC License Details (ID 2433681)

Personnel Hong Kong SFC License Details (ID 2433681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2022-12-16	-
	Rep	Dealing in securities	2022-12-16	-
CHINA ZHONG HENG FINANCE GROUP LIMITED	Rep	Advising on securities	2021-04-15	2022-11-30
	Rep	Dealing in securities	2021-04-15	2022-11-30
Lumineux Securities Limited	Rep	Advising on securities	2020-04-27	2020-05-25
	Rep	Dealing in securities	2020-04-27	2020-05-25
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-11	2017-09-06