Personnel Hong Kong SFC License Details (ID 2433683)

Personnel Hong Kong SFC License Details (ID 2433683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Evercore Asia Limited	Rep	Advising on corporate finance	2019-03-22	2020-03-27
	Rep	Advising on securities	2019-01-14	2020-03-27
	Rep	Dealing in securities	2019-01-14	2020-03-27
ASIA CLIMATE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-06-30	2018-12-14
	Rep	Dealing in securities	2016-06-30	2018-12-14
Robeco Hong Kong Limited	Rep	Advising on securities	2016-02-17	2016-06-29
	Rep	Asset management	2016-02-17	2016-06-29
RED CAPITAL GROUP LIMITED	Rep	Advising on corporate finance	2015-06-11	2016-01-22
	Rep	Advising on securities	2015-06-11	2016-01-22