Personnel Hong Kong SFC License Details (ID 2434414)

Personnel Hong Kong SFC License Details (ID 2434414)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2024-03-20	2024-03-22
	Rep	Advising on securities	2019-08-23	2019-08-27
	Rep	Dealing in securities	2019-08-23	2019-08-27
	Rep	Advising on securities	2018-10-09	2018-10-15
	Rep	Dealing in securities	2018-10-09	2018-10-15
	Rep	Advising on securities	2018-06-08	2018-06-14
	Rep	Dealing in securities	2018-06-08	2018-06-14
	Rep	Advising on securities	2017-12-01	2017-12-06
	Rep	Dealing in securities	2017-12-01	2017-12-06
	Rep	Advising on securities	2017-07-14	2017-07-31
	Rep	Dealing in securities	2017-07-14	2017-07-31
	Rep	Dealing in securities	2016-07-06	2016-07-13
	Rep	Dealing in securities	2015-06-12	2015-06-18