Personnel Hong Kong SFC License Details (ID 24345391)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2023-04-17	-
	Rep	Dealing in securities	2022-08-08	2023-01-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on futures contracts	2020-03-12	2022-06-30
	Rep	Advising on securities	2020-03-12	2022-06-30
	Rep	Dealing in futures contracts	2020-03-12	2022-06-30
	Rep	Dealing in securities	2020-03-12	2022-06-30