| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-08-11 | 2024-05-01 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-08-01 | 2024-05-01 |
| Rep | Dealing in futures contracts | 2018-08-01 | 2024-05-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-01 | 2024-05-01 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-01 | 2018-07-14 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-02-01 | 2018-07-14 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2017-01-06 | 2017-09-15 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2017-01-06 | 2017-09-15 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-15 | 2016-12-24 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-15 | 2016-12-24 |