Personnel Hong Kong SFC License Details (ID 2435190)

Personnel Hong Kong SFC License Details (ID 2435190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on corporate finance	2026-05-19	-
	Rep	Dealing in securities	2026-03-27	-
	Rep	Advising on corporate finance	2026-03-27	2026-05-19
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2022-04-19	2026-02-24
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2021-09-21	2026-02-24
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2021-09-21	2022-04-19
ORIENT CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2019-10-11	2021-08-27
	Rep	Advising on corporate finance	2016-09-30	2019-10-11
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-09-30	2021-08-27
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-06-15	2016-06-28