Personnel SFC Licences and HKMA Registrations (ID 2435191)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SGI Capital Asset Management Limited	RO	Advising on securities	2024-02-05	-
	RO	Asset management	2024-02-05	-
SUNHIGH FINANCIAL HOLDINGS LIMITED	RO	Advising on securities	2021-08-26	2023-10-18
	RO	Asset management	2021-08-26	2023-10-18
	RO	Dealing in securities	2021-08-26	2023-10-18
Mage Securities Limited	RO	Dealing in securities	2019-04-16	2020-12-29
	Rep	Dealing in securities	2015-08-19	2019-04-16
	Rep	Advising on securities	2015-08-19	2020-12-29
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-06-15	2020-12-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.