| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-03-18 | - |
| Rep | Dealing in securities | 2019-03-18 | - | |
| Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2015-06-15 | 2017-01-31 |
No HKMA registrations in the collected records.