Webb-site Legacy
En
Home
Chen, Siman 陳斯曼 SFC Licences and HKMA Registrations (ID 24356604)
Chen, Siman 陳斯曼
SFC ID:
BPJ396
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Daiwa Capital Markets Hong Kong Limited
Rep
Advising on securities
2023-01-09
-
Crosby Securities Limited
Rep
Advising on securities
2020-03-16
2022-02-14
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.