Personnel SFC Licences and HKMA Registrations (ID 24356679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2024-11-29	-
	Rep	Asset management	2024-11-29	-
	Rep	Dealing in securities	2024-11-29	-
UNICORN SECURITIES COMPANY LIMITED	Rep	Asset management	2024-06-24	2024-10-17
	Rep	Dealing in securities	2024-02-01	2024-10-17
BlockFin Tech Limited	Rep	Advising on corporate finance	2022-10-31	2024-01-11
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2020-03-16	2021-01-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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