| Zircon Securities (HK) Limited | Rep | Advising on securities | 2025-08-19 | - |
| Rep | Asset management | 2025-08-19 | - |
| Rep | Dealing in futures contracts | 2025-08-19 | - |
| Rep | Dealing in securities | 2025-08-19 | - |
| Asia Pacific Asset Management Limited | Rep | Asset management | 2025-04-22 | 2025-04-30 |
| Asia Pacific Financial Capital Limited | Rep | Advising on corporate finance | 2025-04-22 | 2025-04-30 |
| Asia Pacific Securities Limited | Rep | Advising on securities | 2025-04-22 | 2025-04-30 |
| Rep | Dealing in futures contracts | 2025-04-22 | 2025-04-30 |
| Rep | Dealing in securities | 2025-04-22 | 2025-04-30 |
| Lion Global Financial Limited | Rep | Advising on securities | 2024-08-22 | 2025-03-05 |
| Rep | Asset management | 2024-08-22 | 2025-03-05 |
| Rep | Dealing in securities | 2024-08-22 | 2025-03-05 |
| Mont Avenir Capital Limited | RO | Dealing in securities | 2020-03-04 | 2022-08-31 |
| H&Y SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-10 | 2019-12-31 |
| iTrade Securities Investment Limited | Rep | Dealing in securities | 2018-04-27 | 2019-07-01 |
| Future Growth Asset Management Limited | Rep | Advising on securities | 2017-11-13 | 2018-03-29 |
| Rep | Asset management | 2017-11-13 | 2018-03-29 |
| Future Growth Financial Services Limited | Rep | Leveraged foreign exchange trading | 2017-09-11 | 2018-03-29 |
| Rep | Dealing in futures contracts | 2017-06-21 | 2018-03-29 |
| Rep | Dealing in securities | 2017-06-21 | 2018-03-29 |
| HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-10-06 | 2017-06-06 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-06-16 | 2016-08-31 |
| Rep | Dealing in securities | 2015-06-16 | 2016-08-31 |