Personnel Hong Kong SFC License Details (ID 2436450)

Personnel Hong Kong SFC License Details (ID 2436450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2018-10-18	2022-11-23
	Rep	Advising on securities	2018-10-18	2022-11-23
	Rep	Dealing in securities	2015-07-31	2022-11-23
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-07-31	2022-11-23
	Rep	Dealing in futures contracts	2015-07-31	2022-11-23
	Rep	Dealing in securities	2015-07-31	2022-11-23
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-06-17	2015-06-23
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-06-17	2015-06-23