Personnel Hong Kong SFC License Details (ID 2437144)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2021-08-13	-
	Rep	Asset management	2021-08-13	-
	Rep	Dealing in securities	2021-08-13	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2015-06-18	2016-03-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-06-18	2016-03-12