Personnel Hong Kong SFC License Details (ID 2437161)

Personnel Hong Kong SFC License Details (ID 2437161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2023-09-26	2026-06-22
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2023-09-26	2026-06-22
BOCOM International Securities Limited	Rep	Advising on futures contracts	2021-04-09	2023-09-08
	Rep	Dealing in futures contracts	2021-04-09	2023-09-08
	Rep	Dealing in securities	2021-04-09	2023-09-08
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-12-03	2021-03-19
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2018-12-03	2021-03-19
Bright Point International Futures Limited	Rep	Dealing in futures contracts	2017-08-02	2018-11-18
Bright Point International Securities Limited	Rep	Dealing in securities	2017-08-02	2018-11-18
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-05-04	2017-06-18
TFI Securities and Futures Limited	Rep	Dealing in futures contracts	2015-06-18	2016-04-25
	Rep	Dealing in securities	2015-06-18	2016-04-25