Personnel Hong Kong SFC License Details (ID 2437162)

Personnel Hong Kong SFC License Details (ID 2437162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-09-26	2025-10-02
	Rep	Advising on securities	2025-02-04	2025-02-10
	Rep	Advising on securities	2024-05-16	2024-05-22
	Rep	Advising on securities	2023-02-06	2023-02-10
	Rep	Advising on securities	2019-01-28	2019-02-01
	Rep	Advising on securities	2018-06-14	2018-06-15
	Rep	Advising on securities	2018-05-29	2018-05-31
	Rep	Advising on securities	2017-06-16	2017-06-21
	Rep	Advising on securities	2016-01-27	2016-01-28
	Rep	Advising on securities	2015-09-01	2015-09-05
	Rep	Advising on securities	2015-06-18	2015-07-31