Personnel Hong Kong SFC License Details (ID 2437980)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-19	-
	Rep	Dealing in securities	2026-03-19	-
	Rep	Advising on securities	2024-08-06	2026-03-18
	Rep	Dealing in securities	2024-08-06	2026-03-18
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2015-06-19	2015-07-06