Personnel Hong Kong SFC License Details (ID 2437990)

Personnel Hong Kong SFC License Details (ID 2437990)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zongyou Capital Co. Limited	RO	Advising on securities	2019-11-12	2023-10-31
	RO	Asset management	2019-11-12	2023-10-31
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2018-12-19	2019-07-19
	Rep	Asset management	2017-11-30	2019-07-19
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-11-30	2018-12-19
	Rep	Dealing in securities	2017-11-30	2019-07-19
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-06-06	2017-11-17
	Rep	Asset management	2015-06-19	2017-11-17