Personnel SFC Licences and HKMA Registrations (ID 2438650)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Augment Wealth Advisors Limited	RO	Advising on futures contracts	2024-04-30	-
	RO	Advising on securities	2024-04-30	-
	RO	Asset management	2024-04-30	-
	Rep	Advising on securities	2024-04-09	2024-04-30
	Rep	Asset management	2024-04-09	2024-04-30
Pryme Capital Limited (b2021-02-19)	RO	Advising on securities	2022-03-09	2024-04-08
	RO	Asset management	2022-03-09	2024-04-08
Global Value Chain Investment Corporation Limited	RO	Asset management	2017-11-22	2020-11-12
	Rep	Asset management	2015-06-22	2017-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.