Personnel Hong Kong SFC License Details (ID 2438652)

Personnel Hong Kong SFC License Details (ID 2438652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Asset management	2016-11-02	2021-04-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2016-11-02	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Asset management	2016-11-02	2021-04-21
	RO	Dealing in securities	2016-11-02	2021-04-21
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2016-06-07	2021-04-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-06-07	2020-12-09
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-06-22	2016-11-02
	Rep	Advising on securities	2015-06-22	2021-04-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-06-22	2016-11-02
	Rep	Advising on securities	2015-06-22	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2015-06-22	2016-11-02
	Rep	Dealing in securities	2015-06-22	2016-11-02
	Rep	Advising on securities	2015-06-22	2021-04-21