Personnel SFC Licences and HKMA Registrations (ID 24388287)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2026-07-03	-
	Rep	Dealing in securities	2026-07-03	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2023-07-31	2025-07-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2023-07-31	2025-07-30
	Rep	Dealing in securities	2023-07-31	2025-07-30
	Rep	Dealing in securities	2020-03-24	2021-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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